Would your
company
be ready for an audit? |
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The Financial Services Authority (FSA) have advised that they are to
carry out random audits.
In the event of such an audit, would
your company be adequately prepared?
Have you embedded a compliance culture
in the organisation? Are all your documents, call scripts,
web pages and behaviours compliant?
R3 are carrying out pre-audit healthchecks,
preparing companies like yours for the visit from the FSA.
Don't put it off and get caught out – call in the
experts.
For more information and a quotation,
please email us at r3compliance@r3group.com.
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R3 have proven
to be timely
and commercial
in their |
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consultation and deliverables
and, perhaps most importantly, have extensive
knowledge of the industry and the changes that
are coming through whether they be regulatory
or competitor moves.
Andrew Scott
– Wealth Management
- Europe National Australia Group
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